-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Op8lUUdEjXqQt8QZvzRkujglxx5OjlWH/n0ilPPQcq5wrHB1wv+AK/AjAMeYGN8c z7mPKANwEFoBN1UhCY0XSg== 0001024739-98-001115.txt : 19981211 0001024739-98-001115.hdr.sgml : 19981211 ACCESSION NUMBER: 0001024739-98-001115 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 222746503 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50693 FILM NUMBER: 98767133 BUSINESS ADDRESS: STREET 1: 394 ELIZABETH AVENUE CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908271-909 MAIL ADDRESS: STREET 1: 394 ELIZABETH AVE CITY: SOMERSET STATE: NJ ZIP: 08873 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNION MINIERE S A /FI CENTRAL INDEX KEY: 0000934825 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: RUE DE MARAIS STREET 2: BROEKSTRAAT 31 CITY: BRUSSELS BELGIUM STATE: C9 ZIP: 00000 BUSINESS PHONE: 3222277900 MAIL ADDRESS: STREET 1: UNION MINIERE SA STREET 2: RUE DE MARAIS BROEKSTRAAT 31 CITY: B 1000 BRUSSELS STATE: C9 FORMER COMPANY: FORMER CONFORMED NAME: UNION MINIERE S A /FI DATE OF NAME CHANGE: 19980210 SC 13G 1 SCHEDULE 13G ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.____________)* Emcore Corporation ------------------------------------------------------ (Name of Issuer) Common Stock, no par value ------------------------------------------------------ (Title of Class of Securities) 290846104 ------------------------------------------------------ (CUSIP Number) November 30, 1998 ------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ SCHEDULE 13G CUSIP No. 290846104 Page 2 of 8 Pages - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS n.v. Union Miniere s.a. - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) | | - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Belgium - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER 0 ------------------------------------------------------ NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED 642,857 BY EACH ------------------------------------------------------ REPORTING PERSON (7) SOLE DISPOSITIVE POWER WITH 0 ------------------------------------------------------ (8) SHARED DISPOSITIVE POWER 642,857 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 642,857 - -------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 290846104 Page 3 of 8 Pages - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Union Miniere Inc. - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) | | - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER 0 ------------------------------------------------------ NUMBER OF SHARES (6) SHARED VOTING POWER BENEFICIALLY OWNED 642,857 BY EACH ------------------------------------------------------ REPORTING PERSON (7) SOLE DISPOSITIVE POWER WITH 0 ------------------------------------------------------ (8) SHARED DISPOSITIVE POWER 642,857 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 642,857 - -------------------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.4% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 290846104 Page 4 of 8 Pages Item 1. (a) Name of Issuer: Emcore Corporation (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 394 Elizabeth Avenue Somerset, NJ 08873 Item 2. (a) Name of Persons Filing: This statement is being filed by n.v. Union Miniere s.a. and by Union Miniere Inc. (b) Address of Principal Business Office or, if None, Residence: The principal business office of n.v. Union Miniere s.a. is located at Rue de Marais, Broekstraat 31, B-1000 Brussels, Belgium. The principal business office of Union Miniere Inc. is located at 13847 West Virginia Drive, Lakewood, Colorado 80228. (c) Citizenship: n.v. Union Miniere s.a. is organized under the laws of Belgium. Union Miniere Inc. is organized under the laws of the state of Delaware. (d) Title of Class of Securities: This filing relates to shares of Common Stock, no par value, of the Issuer ("Common Stock"). Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: If this statement is filed pursuant to Rule 13d-1(c), check this box. /x/ CUSIP No. 290846104 Page 5 of 8 Pages Item 4. Ownership: As of December 10, 1998, n.v. Union Miniere s.a. and Union Miniere Inc. each beneficially own in the aggregate the following: (a) Amount Beneficially Owned: 642,857 shares of Common Stock (b) Percent of class: 6.4% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 642,857 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 642,857 Item 5. Ownership of Five Percent or Less of Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: See Exhibit A. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See Exhibit A. CUSIP No. 290846104 Page 6 of 8 Pages Item 8. Identification and Classification of Members of the Group: Not applicable. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 290846104 Page 7 of 8 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 9, 1998 n.v. Union Miniere s.a. /s/ Arnoud de Pret --------------------------- Arnoud de Pret Corporate Vice President Finance /s/ Alain Godefroid --------------------------- Alain Godefroid Corporate Vice President Legal & Environmental Affairs Date: December 9, 1998 Union Miniere Inc. /s/ Arnoud de Pret --------------------------- Arnoud de Pret President /s/ Marc Van Sande --------------------------- Marc Van Sande Director CUSIP No. 290846104 Page 8 of 8 Pages EXHIBIT A Identification of Subsidiary and Agreement Regarding Joint Filing Union Miniere Inc. is the record owner of all 642,857 shares of Emcore Corporation Common Stock to which this filing relates. Union Miniere s.a. directly or indirectly owns virtually all of the outstanding shares of Union Miniere Inc. Union Miniere s.a. and Union Miniere Inc. hereby agree to file this schedule jointly pursuant to Rule 13d-1(k)(1). Date: December 9, 1998 n.v. Union Miniere s.a. /s/ Arnoud de Pret --------------------------- Arnoud de Pret Corporate Vice President Finance /s/ Alain Godefroid --------------------------- Alain Godefroid Corporate Vice President Legal & Environmental Affairs Date: December 9, 1998 Union Miniere Inc. /s/ Arnoud de Pret --------------------------- Arnoud de Pret President /s/ Marc Van Sande --------------------------- Marc Van Sande Director -----END PRIVACY-ENHANCED MESSAGE-----